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中国证券业协会对投资主办人不予通过年检的情形有（??）。
Ⅰ．不符合一般证券从业人员有关规定
Ⅱ．被监管机构采取重大行政监管措施未满两年
Ⅲ．被协会采取纪律处分未满3年
Ⅳ．1年内没有管理客户委托资产
A.Ⅰ、Ⅱ
B.Ⅱ、Ⅲ
C.Ⅱ、Ⅳ
D.Ⅰ、Ⅳ

A.不符合一般证券从业人员有关规定
Ⅱ．被监管机构采取重大行政监管措施未满两年
Ⅲ．被协会采取纪律处分未满3年
Ⅳ．1年内没有管理客户委托资产
A.Ⅰ、Ⅱ
B.Ⅱ、Ⅲ
C.Ⅱ、Ⅳ
D.Ⅰ、Ⅳ

【参考答案】

A
根据《证券公司客户资产管理业务规范》第三十四条，协会对投资主办人自执业注册完成之日起每两年检查一次。有下列情......

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